DWS Investments Hong Kong Limited

RIASEC RegisteredEst. 2006
Total AUM
$5.1B
Discretionary
$5.1B
100% of AUM
Avg account
$510M
Accounts
10
Employees
62
Advisory reps
7

Firm details

Headquarters
Hong Kong,
CRD number
139666
Registered since
March 8, 2006
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles91.7%
  • Insurance Companies8.3%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DWS Investments Hong Kong Limited is a Hong Kong-based corporate adviser that serves institutional clients. Registered with the SEC since 2006, the firm provides portfolio management services for pooled investment vehicles and for businesses or institutional balance sheets. Its fee model combines a percentage-of-AUM charge with performance-based fees, which is consistent with managing incentive-driven pooled products. The firm identifies as an active ESG investor. The organization has a range of industry roles and relationships: it operates alongside broker-dealers and other investment advisers, and it is listed with capabilities or affiliations that include sponsor/GP responsibilities for pooled vehicles, trust and banking relationships, futures and swap dealer registrations, and commodity pool/CTA functions. Ownership is described as foreign entity and individual.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Sovereign Bonds 48%, Other 41%, Investment Grade Corp Bonds 11%48%
  • Sovereign Bonds48%
  • Other41%
  • Investment Grade Corp Bonds11%

Owners & executives

3 of 3
  • Simon Murfin

    Simon Murfin

    Director & Chief Operating OfficerCRD 6994449

  • Chun Mui Wong

    Chief Compliance OfficerCRD 7199432

  • Wendy Lok

    Wendy Lok

    Chief Administrative OfficerCRD 4130327

Contacts

3 of 4
  • Lorraine Lay Hoon Toh

    DirectorCRD 7829281

  • Elke Schoeppl-jost

    Elke Schoeppl-jost

    Investment HeadCRD 6448938

  • Susanna Wong

    DirectorCRD 6866072

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
60f International Commerce Ctr
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth