DWS DISTRIBUTORS, INC.
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 37306
- Registered since
- January 3, 1995
- Website
- www.dws.com
Firm profile
FINTRXOverview
DWS Distributors, Inc. is organized as a corporation and has been SEC-registered since 1995. The ownership is listed as a mix of a domestic entity and an individual. The firm's regulatory and operational profile is largely classified as "unclassified" in the source materials. Available attributes indicate DWS Distributors is not positioned as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Those characteristics suggest the entity operates in a narrow regulatory/advisory role rather than acting as a broad-based investment allocator or multi-jurisdictional advisory platform.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5Kayla Vandenberg
CFOCRD 7604096
NICOLE CHELEL
Chief Compliance OfficerCRD 4748490
MICHAEL SMITH
Managing Director, Chief Financial OfficerCRD 1629995
Contacts
3 of 202Christopher Clarke
AnalystCRD 7562791
CHRISTOPHER ALEXANDER
ShareholderCRD 4638686
Scott Rothlisberger
Registered RepresentativeCRD 7723762
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 222 S Riverside Plz
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
WOLVERINE EXECUTION SERVICES, LLC
Broker-DealerCHICAGO, IL
WILLIAM BLAIR & COMPANY L.L.C.
Broker-DealerCHICAGO, IL
FCF SECURITIES AND DERIVATIVES LLC
Broker-DealerCHICAGO, IL
IMC SECURITIES LLC
Broker-DealerCHICAGO, IL
TD FINANCIAL PRODUCTS LLC
Broker-DealerCHICAGO, IL
HIGHTOWER SECURITIES, LLC
Broker-DealerCHICAGO, IL