DWS Distributors, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
205
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
37306
Registered since
January 3, 1995

Firm profile

FINTRX

Overview

DWS Distributors, Inc. is organized as a corporation and is registered with the SEC (registration date listed as 1995). Public filings classify ownership as a mix of a domestic entity and an individual and record the firm as “unclassified” for its business type. The available profile flags several negatives: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Available disclosures do not describe the firm’s client segments, fee schedules, or specific advisory and business activities. The firm name implies a role in product distribution, but the records supplied do not define whether DWS Distributors, Inc. operates as a distributor-only entity, a broker-dealer arm, or provides advisory services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Kayla Vandenberg

    Kayla Vandenberg

    CFOCRD 7604096

  • Nicole Chelel

    Nicole Chelel

    Chief Compliance OfficerCRD 4748490

  • Michael Smith

    Michael Smith

    Managing Director, Chief Financial OfficerCRD 1629995

Unlock 2 more executives

Contacts

3 of 200
  • Christopher Clarke

    AnalystCRD 7562791

  • Christopher Alexander

    Christopher Alexander

    ShareholderCRD 4638686

  • Scott Rothlisberger

    Scott Rothlisberger

    Registered RepresentativeCRD 7723762

Unlock 197 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
222 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth