DV EQUITIES
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 312688
- Registered since
- July 6, 2021
- Website
- dvtrading.co
Firm profile
FINTRXOverview
DV Equities is organized as a limited liability company and is SEC-registered since 2021. The firm's ownership is recorded as involving both a domestic entity and an individual. Public filings indicate it does not identify as a capital allocator, does not self-describe as an active ESG investor, and is not registered as a multi-state adviser. Other business activity fields are not reported in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3AUGUSTINE PERROTTA
Chief Compliance OfficerCRD 5039996
Shifra Katz
Chief Compliance OfficerCRD 7166902
Richard Horgan
Chief Financial OfficerCRD 6697860
Contacts
3 of 25Jonah Miller
Junior TraderCRD 8088480
STEPHEN MANDERS
TraderCRD 7779488
Weston Pring
Proprietary TraderCRD 7727223
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$305M in ETFs
100%
$305M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $212M | 3,385,845 | 69.37% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 425 S Financial Pl
- Time zone
- CT (UTC-6)
- Office locations
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