DV Equities

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
28
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
312688
Registered since
July 6, 2021

Firm profile

FINTRX

Overview

DV Equities is organized as a limited liability company and is registered with the SEC as of 2021. Public records classify the firm as unclassified and identify ownership as a combination of a domestic entity and an individual. Filings indicate the firm is not positioned as a capital allocator, is not active on ESG mandates, and does not report multi-state adviser status. Available source material provides limited detail on the firm's client segments, fee schedule, or specific advisory services, so the public footprint is primarily through regulatory holdings disclosures rather than a descriptive business profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Augustine Perrotta

    Augustine Perrotta

    Chief Compliance OfficerCRD 5039996

  • Shifra Katz

    Chief Compliance OfficerCRD 7166902

  • Richard Horgan

    Chief Financial OfficerCRD 6697860

Contacts

3 of 25
  • Max Anderson

    Max Anderson

    TraderCRD 8288940

  • Eric Carlino

    Eric Carlino

    PrincipalCRD 2898311

  • Aman Mehta

    Aman Mehta

    Director of FinanceCRD 7306797

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 16

Active vs passive

$305M in ETFs

Passive

100%

$305M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$212M3,385,84569.37%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth