Dunn Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Stuart, Florida
CRD number
305349
Registered since
September 18, 2020

Firm profile

FINTRX

Overview

Dunn Securities, LLC is organized as a limited liability company and appears in SEC records with a registration date of 2020. Ownership is listed as a mix of a domestic entity and an individual. The firm is marked as "Unclassified" in the dataset and has a minimal public footprint: it is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public disclosures in the available dataset are sparse. Fields for client types, fee schedules, core business or advisory activities, and affiliations are not populated, and there are no recorded assets or client accounts in the dataset. The record does indicate a single office location on file, but no further location or contact details are provided. For anyone evaluating Dunn Securities, LLC, the available information suggests either a very small-scale operation or simply limited reporting to the data source. Confirming the firm’s current activity and service offerings will require direct contact or a review of regulatory filings (Form ADV and any state registrations) to see whether additional operational or investment details are available.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Kauppi

    David Kauppi

    Chief Financial OfficerCRD 7180217

Contacts

3 of 6
  • Jenny Kellams

    Jenny Kellams

    DirectorCRD 4270888

  • David Dreyer

    General CounselCRD 7829306

  • Brian Barry

    Brian Barry

    Trading SpecialistCRD 2713492

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stuart, FL

Martin

Location

Stuart, FL

Headquartered in Stuart, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Martin
Address
309 Se Osceola St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth