Dunn Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Stuart, Florida
CRD number
305349
Registered since
September 18, 2020

Firm profile

FINTRX

Overview

Dunn Securities, LLC is organized as a limited liability company and appears in FINTRX as having registered with the SEC in 2020. Ownership is listed as a mix of a domestic entity and an individual. The database classifies the firm as "Unclassified," which typically means FINTRX has not assigned it to one of the standard advisory categories or there isn’t enough public detail to place it. Fields in FINTRX show several negative flags: the firm is not identified as a capital allocator, not an active ESG investor, not a multistate adviser, not a pension consultant, and not a related adviser. There are no entries for advisory activities, business activities, or fee structure in the available record, which points to a limited publicly reported profile for investment or client-facing services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Kauppi

    David Kauppi

    Chief Financial OfficerCRD 7180217

Contacts

3 of 6
  • Jenny Kellams

    Jenny Kellams

    DirectorCRD 4270888

  • David Dreyer

    General CounselCRD 7829306

  • Brian Barry

    Brian Barry

    Trading SpecialistCRD 2713492

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stuart, FL

Martin

Location

Stuart, FL

Headquartered in Stuart, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Martin
Address
309 Se Osceola St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth