Dukes Financial Group, LLC
RIAState Registered
Total AUM
$15.1M
Discretionary
$0
0% of AUM
Avg account
$236K
Accounts
64
Employees
2
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 152512
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI77.28%
- Individuals22.72%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Dukes Financial Group, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients with financial planning and portfolio management for individuals and small businesses. Compensation is a mix of percentage-of-assets-under-management fees and fixed fees. Dukes Financial Group does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not positioned as a capital allocator, pension consultant, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities93%
- Cash & Cash Equivalents7%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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