Dubois Wealth Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 310487
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Dubois Wealth Management, LLC is a small, independent registered investment adviser operating as a limited liability company and serving individual and family clients. The firm bills on a percentage-of-assets and fixed-fee basis and provides financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. The adviser describes itself as a capital allocator and shows a clear tilt toward equity exposures, implementing client strategies primarily through separately managed and exchange‑traded vehicles rather than pooled products. Dubois is not an active ESG investor, is not structured as a multi‑state adviser, and does not position itself as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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