DREAM U.S. MANAGER LLC

RIASEC RegisteredEst. 2021
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$1B
Accounts
1
Employees
42
Advisory reps
5

Firm details

Headquarters
DENVER, Colorado
CRD number
314547
Registered since
June 25, 2021
Website
dream.ca
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Dream U.S Manager LLC is a hedge fund manager focused on running pooled investment vehicles for institutional clients. The firm acts as portfolio manager and functions in sponsor/GP roles for its funds, taking an active role in both governance and portfolio construction. It favors a fee mix that combines a percentage-of-assets charge with performance-based fees, aligning compensation with fund results. The firm is SEC-registered (since 2021) and reports ownership that includes a foreign entity and individuals. It is not positioned as a capital allocator to outside managers; instead it manages its own pooled vehicle(s) directly. Dream U.S Manager LLC does not identify as an active ESG investor and is not classified as a multi-state adviser despite maintaining multiple office locations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • RICHARD PETKUN

    Chief Compliance OfficerCRD 7938378

  • DERRICK LAU

    Chief Financial OfficerCRD 8062671

  • BRIAN PAULS

    CEOCRD 6051181

Contacts

2 of 2
  • ALAN HENCEROTH

    DirectorCRD 8064372

  • MICHAEL COOPER

    PresidentCRD 7366226

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
100 Saint Paul St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth