Dream Lake Financial LLC
Firm details
- Headquarters
- ,
- CRD number
- 329789
- Website
- www.dreamlakefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Dream Lake Financial LLC is a Wisconsin-registered independent RIA organized as an LLC and owned by an individual. The firm serves primarily individual and family clients and combines accounting work with advisory services. Its stated advisory offerings are financial planning and discretionary portfolio management for individuals and small businesses. Compensation is charged as a percentage of assets under management and via fixed fees. The firm reports it does not pursue ESG investing and is not positioned as a multi-state adviser or capital allocator.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Cash & Cash Equivalents20%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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