Dpcm

RIASEC Registered
Total AUM
$77M
Discretionary
$77M
100% of AUM
Avg account
$129K
Accounts
595
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
150717
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals67.53%
  • HNWI32.47%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Dpcm is a small, discretionary RIA structured as a limited liability company that focuses on portfolio management for individuals and small businesses. The firm charges clients a percentage of assets under management and concentrates its allocations in publicly traded equities. Its client base is primarily individual and family investors rather than institutional or pension clients. With an owner-controlled structure and a single-office footprint, the firm runs a straightforward advisory model: discretionary equity management delivered through separately managed accounts and pooled retail vehicles where appropriate. Investment behavior skews heavily toward exchange-traded instruments. That emphasis suggests the firm favors liquid, listed securities for core exposure—likely using a mix of individual stocks and ETFs to implement broad-market, sector, or factor tilts. Dpcm does not identify as an active ESG investor and does not position itself as a multi-state or pension consultant adviser, which aligns with a focused retail wealth-management practice rather than a multi-jurisdictional or institutional consulting operation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, US Government Bonds 2%, Cash & Cash Equivalents 1%97%
  • Exchange Traded Equities97%
  • US Government Bonds2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Dennis Poland

    Dennis Poland

    AdviserCRD 5697761

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth