DP Capital Management Inc.
Firm details
- Headquarters
- ,
- CRD number
- 145776
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
DP Capital Management Inc. is an independent, individual-owned registered investment adviser that serves a concentrated base of individual and family clients. The firm’s advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include asset-based fees, hourly charges and fixed fees, indicating flexibility for both ongoing wealth management and project-based engagements. Investment activity shows a clear tilt toward equity exposures, with a large portion allocated to non-exchange-traded equities. The firm does not position itself as a capital allocator or an ESG-focused manager. Alternative exposures are a notable part of the mix — DP Capital allocates to third-party managers in real estate, commodities and oil & gas — and also uses traditional pooled vehicles such as mutual funds to implement public market exposure and tactical allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities60%
- US Government Bonds20%
- Exchange Traded Equities10%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
Contacts
1 of 1
J. Pannell
PresidentCRD 2937277
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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