DP Capital Management Inc.

RIASEC Registered
Total AUM
$37.6M
Discretionary
$37.6M
100% of AUM
Avg account
$627K
Accounts
60
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
145776
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

DP Capital Management Inc. is an independent, individual-owned registered investment adviser that serves a concentrated base of individual and family clients. The firm’s advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include asset-based fees, hourly charges and fixed fees, indicating flexibility for both ongoing wealth management and project-based engagements. Investment activity shows a clear tilt toward equity exposures, with a large portion allocated to non-exchange-traded equities. The firm does not position itself as a capital allocator or an ESG-focused manager. Alternative exposures are a notable part of the mix — DP Capital allocates to third-party managers in real estate, commodities and oil & gas — and also uses traditional pooled vehicles such as mutual funds to implement public market exposure and tactical allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 60%, US Government Bonds 20%, Exchange Traded Equities 10%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 5%60%
  • Non-Exchange Traded Equities60%
  • US Government Bonds20%
  • Exchange Traded Equities10%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • J. Pannell

    J. Pannell

    PresidentCRD 2937277

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth