Douglas C. Lane & Associates

RIASEC Registered

Total AUM

$8.4B

Discretionary

$8.4B

100% of AUM

Avg account

$1.5M

Accounts

5,556

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 282563
Registered since: January 1, 2016
Website: www.dclainc.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI90.39%
Pension & Profit Sharing Plans3.7%
Charitable Organizations2.38%
Corporations / Businesses2.34%
Individuals1.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Douglas C. Lane & Associates is an independent registered investment adviser that provides fee-based wealth management and financial planning to individuals, families and institutional clients. The firm is SEC registered (initial registration 2016) and operates on a percentage-of-AUM fee model. Its advisory services include financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, and the selection of other advisers. The firm acts as a capital allocator and also engages in other financial product distribution. The firm is not positioned as an ESG-focused investor. It has been recognized in industry rankings over multiple years, including placements in Barron’s Top 100 RIA lists (2021–2024), Forbes Top RIA lists (2022–2024), and a Financial Times Top 300 RIA recognition (2020).