DORIAN INVESTMENT ADVISORY LLC

RIASEC RegisteredEst. 2026
Total AUM
$103M
Discretionary
$103M
100% of AUM
Avg account
$484K
Accounts
212
Employees
1
Advisory reps
2

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
339280
Registered since
May 5, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI75.19%
  • Individuals20.1%
  • Charitable Organizations4.64%
  • Corporations / Businesses0.06%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dorian Investment Advisory LLC is a privately held investment adviser organized as an LLC that serves individual and family clients. The firm charges fees as a percentage of assets under management and provides portfolio management both for individuals and small businesses and for businesses or institutional clients. It identifies as an active ESG investor, suggesting environmental, social, or governance factors are incorporated into its investment process. The firm is not classified as a capital allocator and is structured with individual ownership.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Exchange Traded Equities 29%, State & Local Bonds 11%, Private Funds 2%58%
  • Public Funds/Mutual Funds58%
  • Exchange Traded Equities29%
  • State & Local Bonds11%
  • Private Funds2%

Contacts

2 of 2
  • Susan Dorian

    SecretaryCRD 8177714

  • PAUL DORIAN

    OwnerCRD 2814857

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
1661 International Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth