DOCKSIDE PLATFORMS

RIASEC RegisteredEst. 2025
Total AUM
$9.6B
Discretionary
$9.1B
95% of AUM
Avg account
$875M
Accounts
11
Employees
10
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
330606
Registered since
May 28, 2025
Fee structure
Percentage of AUM
Client types
  • Other100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Dockside Platforms is an LLC that operates as a hedge fund manager and adviser to pooled investment vehicles. The firm registered with the SEC in 2025 and charges fees based on a percentage of assets under management. Its regulatory filings identify core advisory activities as portfolio management for pooled vehicles and the selection of other advisers, and the firm also functions in sponsor/GP and managed‑vehicle roles. Dockside Platforms does not position itself as an ESG‑focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Cash & Cash Equivalents 14%, State & Local Bonds 11%, Non-Investment Grade Corp Bonds 4%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, Derivatives 1%67%
  • Exchange Traded Equities67%
  • Cash & Cash Equivalents14%
  • State & Local Bonds11%
  • Non-Investment Grade Corp Bonds4%
  • Investment Grade Corp Bonds2%

Owners & executives

2 of 2
  • WILLIAM ENGLAND

    CEO and Chief Investment OfficerCRD 6210716

  • THOMAS WYNN

    Global Chief Compliance OfficerCRD 4208019

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$3.9M in ETFs

Passive

100%

$3.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
THE FINANCIAL SELECT SECTOR SPDR FUND (XLF)State StreetPassiveFinancial$1.3M23,64233.33%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
120 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth