DOCK STREET CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- WESTPORT, Connecticut
- CRD number
- 157155
- Registered since
- October 3, 2012
- Website
- www.dockstreetcap.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Dock Street Capital Management LLC is a private investment adviser formed as an LLC and registered with the SEC in 2012. The firm concentrates its advisory work on pooled investment vehicles, acting as portfolio manager for collective investment structures rather than providing broad-based discretionary wealth management for individual retail clients. Its business activity is listed as other financial product salesperson, and its fee model combines a percentage-of-assets arrangement with fixed fees. Investment activity skews toward non-traditional credit and hedge strategies. Dock Street’s filings show that the firm routes client capital into externally managed alternative funds and structured credit exposures, and it appears to operate with non-discretionary authority at the account level. The firm does not identify as an active ESG investor and is not positioned as a pension consultant or multi-state adviser in its regulatory profile.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Contacts
3 of 4Gloria Holtman
MemberCRD 7855939
Tina Crowle
MemberCRD 7855936
JEFFREY HOLTMAN
Managing PartnerCRD 2712045
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WESTPORT, CT
FAIRFIELD
Location
WESTPORT, CT
Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 575B Riverside Ave
- Time zone
- ET (UTC-5)
- Office locations
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