DOCK STREET CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.7B
Discretionary
$0
0% of AUM
Avg account
$27.5M
Accounts
60
Employees
4
Advisory reps
4

Firm details

Headquarters
WESTPORT, Connecticut
CRD number
157155
Registered since
October 3, 2012
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Dock Street Capital Management LLC is a private investment adviser formed as an LLC and registered with the SEC in 2012. The firm concentrates its advisory work on pooled investment vehicles, acting as portfolio manager for collective investment structures rather than providing broad-based discretionary wealth management for individual retail clients. Its business activity is listed as other financial product salesperson, and its fee model combines a percentage-of-assets arrangement with fixed fees. Investment activity skews toward non-traditional credit and hedge strategies. Dock Street’s filings show that the firm routes client capital into externally managed alternative funds and structured credit exposures, and it appears to operate with non-discretionary authority at the account level. The firm does not identify as an active ESG investor and is not positioned as a pension consultant or multi-state adviser in its regulatory profile.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

3 of 4
  • Gloria Holtman

    MemberCRD 7855939

  • Tina Crowle

    MemberCRD 7855936

  • JEFFREY HOLTMAN

    Managing PartnerCRD 2712045

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

WESTPORT, CT

FAIRFIELD

Location

WESTPORT, CT

Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
575B Riverside Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth