DJG FINANCIAL SERVICES, INC.

RIASEC Registered

Total AUM

$95.1M

Discretionary

$93.2M

98% of AUM

Avg account

$304K

Accounts

313

Employees

Advisory reps

Firm details

Headquarters: EAST WEYMOUTH, Massachusetts
CRD number: 146437
Website: djgfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., DUNHAM
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI66.21%
Individuals28.37%
Pension & Profit Sharing Plans2.84%
Corporations / Businesses1.35%
Charitable Organizations1.23%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

DJG Financial Services, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional accounts, focusing on financial planning and discretionary portfolio management for individuals and small businesses. Its billing model is flexible, including percentage-of-AUM fees, hourly and fixed fees, and the option for performance-based arrangements. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser in the snapshot data. DJG also reports an industry affiliation with an accountant, which suggests tax and accounting relationships are part of its service mix.