DISTRIBUTION COGNIZANT, LLC

RIASEC RegisteredEst. 2022
Total AUM
$5.3M
Discretionary
$5.3M
100% of AUM
Avg account
$5.3M
Accounts
1
Employees
3
Advisory reps
2

Firm details

Headquarters
PALO ALTO, California
CRD number
322048
Registered since
July 14, 2022
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Distribution Cognizant, LLC is a small, SEC‑registered advisory firm that concentrates on portfolio management for investment companies. The firm’s stated client base is institutional, and its business model charges fees as a percentage of assets under management. Registered with the SEC in 2022 and organized as a limited liability company, the adviser is owned by an individual and is classified as unclassified in regulatory filings. With a single institutional mandate reported, the firm operates at a very modest scale relative to most RIAs. Distribution Cognizant, LLC does not identify as an active ESG investor, is not a multi‑state adviser, and does not act as a capital allocator or pension consultant. Its principal advisory activity is managing portfolios for investment companies rather than providing widespread retail or advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • DENNIS BEIN

    PartnerCRD 2742668

  • PATRICK NEAL

    Managing PartnerCRD 7576771

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PALO ALTO, CA

SANTA CLARA

Location

PALO ALTO, CA

Headquartered in PALO ALTO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
755 Page Mill Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth