Diker Management LLC

RIASEC Registered
Total AUM
$430M
Discretionary
$75.4M
18% of AUM
Avg account
$23.9M
Accounts
18
Employees
7
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
119786
Registered since
April 19, 2002
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI83.01%
  • Pooled Investment Vehicles13.31%
  • Charitable Organizations2.99%
  • Corporations / Businesses0.69%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Diker Management LLC is a limited partnership that operates as a hedge fund manager and is SEC-registered (registration year 2002). The firm is owner-operated and serves both individual/family and institutional clients. Its advisory scope includes portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio management for businesses or institutions. Business activities list CPO/CTA functions, and the firm also serves as sponsor, general partner, or managing member of pooled vehicles. Compensation is a combination of percentage-of-AUM and performance-based fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, US Government Bonds 4%, Cash & Cash Equivalents 4%92%
  • Exchange Traded Equities92%
  • US Government Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • Mark Diker

    Mark Diker

    CEOCRD 4693880

  • Kenneth Brower

    Chief Financial Officer & Chief Compliance OfficerCRD 5612785

Contacts

2 of 2
  • Charles Diker

    Charles Diker

    Chairman of the Board and FounderCRD 1207308

  • Nikhil Hingorani

    Nikhil Hingorani

    Portfolio ManagerCRD 5980865

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$419K in ETFs

Passive

100%

$419K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$419K1,137100.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
570 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth