DGM Asset Management, L.L.C.

RIASEC Registered
Total AUM
$80.2M
Discretionary
$80.2M
100% of AUM
Avg account
$542K
Accounts
148
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
111732
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI94.6%
  • Individuals5.4%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

DGM Asset Management, L.L.C. is a small, fee-based investment adviser that manages portfolios primarily for individual and family clients as well as small businesses and other institutions. The firm identifies itself as a capital allocator and conducts direct portfolio management, selects other managers, and publishes periodicals or newsletters as part of its advisory activities. Fees are charged as a percentage of assets under management. DGM does not position itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 30%, Cash & Cash Equivalents 14%, US Government Bonds 6%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents14%
  • US Government Bonds6%

Contacts

2 of 2
  • Thomas Capola

    President and Managing DirectorCRD 2303676

  • Anthony Apostolico

    Money ManagerCRD 1674753

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth