DG CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2011
Total AUM
$522M
Discretionary
$522M
100% of AUM
Avg account
$40.1M
Accounts
13
Employees
11
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
157258
Registered since
June 2, 2011
Custodians
JEFFERIES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles92.25%
  • Other7.75%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DG Capital Management, LLC is a privately held investment manager organized as an LLC and registered with the SEC since 2011. It operates as a hybrid manager, combining hedge fund and private equity strategies while also sponsoring and managing pooled vehicles. Its client base is primarily institutional, and it charges a mix of asset-based and performance-linked fees. The firm’s advisory work centers on managing portfolios for pooled investment vehicles and for institutional or business clients. DG Capital identifies itself as a multifaceted fund manager and acts in sponsor and general partner roles for its pooled structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 32%, Non-Investment Grade Corp Bonds 26%, Non-Exchange Traded Equities 19%, Other 18%, Private Funds 3%, Cash & Cash Equivalents 2%32%
  • Exchange Traded Equities32%
  • Non-Investment Grade Corp Bonds26%
  • Non-Exchange Traded Equities19%
  • Other18%
  • Private Funds3%

Owners & executives

1 of 1
  • ERIC EVANTER

    Chief Finance OfficerCRD 6318324

Contacts

1 of 1
  • DOV GERTZULIN

    FounderCRD 3124202

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$10.4M in ETFs

Passive

100%

$10.4M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF (IGV)BlackRockPassiveTechnology$10.4M130,000100.00%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth