DFJ GROWTH

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN MATEO, California
CRD number
162463
Registered since
March 28, 2012

Firm profile

FINTRX

Overview

DFJ Growth is structured as a limited liability company and has operated as an SEC-registered adviser since 2012. The firm functions primarily as a sponsor and general partner, acting as managing member of pooled investment vehicles rather than running a traditional advisory business to retail clients. It is not positioned as an active ESG investor, and it does not report multi-state advisory operations or pension consulting activity. Ownership is listed as individual and the firm’s regulatory classification is unclassified. Investment activity centers on pooled private funds: DFJ Growth serves in GP/sponsor roles that place capital into venture-oriented private vehicles. That sponsor/GP role indicates the firm establishes fund terms, directs capital deployment decisions and retains operational control of the vehicles it manages, consistent with a manager-focused private markets operator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • BARRY SCHULER

    PartnerCRD 6043636

  • RANDY GLEIN

    Founder and PartnerCRD 6043631

  • JOHN FISHER

    Founder and PartnerCRD 1278796

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN MATEO, CA

SAN MATEO

Location

SAN MATEO, CA

Headquartered in SAN MATEO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
1 N B St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth