Desert Financial Advisers

RIASEC Registered
Total AUM
$1.4M
Discretionary
$1.4M
100% of AUM
Avg account
$271K
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
113751
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Desert Financial Advisers operates as a sole proprietorship focused on providing portfolio management services primarily for individuals and small businesses. The firm is structured to cater to a client base that includes individuals and families, utilizing a fee structure based on a percentage of assets under management. While the firm does not engage in ESG investing or serve as a multi-state adviser, it is dedicated to managing client portfolios with a personalized approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Mikhail Dorfman

    Mikhail Dorfman

    OwnerCRD 2252036

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth