Delta Wealth Advisors LLC
Firm details
- Headquarters
- ,
- CRD number
- 310504
- Registered since
- December 14, 2023
- Website
- deltawealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI75.71%
- Individuals21.02%
- Pension & Profit Sharing Plans2.96%
- Corporations / Businesses0.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Delta Wealth Advisors LLC is an independent, owner-operated registered investment adviser that became SEC-registered in 2023 and is organized as an LLC. The firm describes itself as a capital allocator serving both individual/family and institutional clients. Its fee mix includes percentage-of-AUM billing, fixed fees and other arrangements. Delta positions its advisory practice around financial planning and discretionary portfolio management for individuals, small businesses, and institutional/business clients, and it also offers pension consulting and selection-of-other-advisers services. The firm lists accounting among its business activities and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Cash & Cash Equivalents10%
- Exchange Traded Equities6%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Dino Efthimiou
Partner, CEOCRD 4917635
Contacts
2 of 2
Nathan Stone
Client Services AssociateCRD 8227977
Nicholas Finnigan
PartnerCRD 5712810
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$163M in ETFs
97%
$157M
2%
$5.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF (IBTG) | BlackRock | Passive | Target Maturity | $13.4M | 583,557 | 8.22% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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