Delta Wealth Advisors LLC
Firm details
- Headquarters
- ,
- CRD number
- 310504
- Registered since
- December 14, 2023
- Website
- deltawealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI75.71%
- Individuals21.02%
- Pension & Profit Sharing Plans2.96%
- Corporations / Businesses0.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Delta Wealth Advisors LLC is an independent registered investment adviser that functions as a capital allocator for both individual/family and institutional clients. The firm is SEC-registered (2023) and owned by an individual principal. Its revenue model combines percentage-of-AUM fees with fixed fees and other fee arrangements. Delta provides a mix of financial planning and discretionary portfolio management across individual, small-business and institutional mandates, along with pension consulting and the selection of third‑party advisers. The firm lists accountant among its business activities and does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Cash & Cash Equivalents10%
- Exchange Traded Equities6%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Dino Efthimiou
Partner, CEOCRD 4917635
Contacts
2 of 2
Nathan Stone
Client Services AssociateCRD 8227977
Nicholas Finnigan
PartnerCRD 5712810
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$147M in ETFs
97%
$142M
2%
$5.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF (IBTG) | BlackRock | Passive | Target Maturity | $14.1M | 615,926 | 9.60% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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