Delphin Investments

RIASEC Registered
Total AUM
$3.4M
Discretionary
$3.4M
100% of AUM
Avg account
$687K
Accounts
5
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
149126
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Individuals52.27%
  • HNWI45.2%
  • Insurance Companies2.53%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Delphin Investments operates as a small, hedge-fund style investment manager organized as an LLC. The firm combines direct equity positions with pooled vehicle management: it sponsors and serves as general partner or managing member of investment funds while also providing portfolio management across individuals, small businesses, pooled vehicles and institutional clients. Filing disclosures list Commodity Pool Operator/Commodity Trading Advisor activity, which indicates the firm may run commodity pools or use futures and derivatives as part of its strategy. The firm’s fee mix includes percentage-of-AUM, fixed fees and performance-based fees, consistent with typical hedge fund economics. Delphin also engages in investor education and publishes periodicals or newsletters, suggesting a mix of discretionary portfolio management and content-driven client outreach rather than a mass retail advisory business. It is not flagged as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 87%, Exchange Traded Equities 10%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%, Other 1%87%
  • Non-Exchange Traded Equities87%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%
  • Other1%

Owners & executives

2 of 2
  • Guy-max Delphin

    Guy-max Delphin

    Chief Investment Officer, FounderCRD 3083371

  • Andre Mcdonnaugh

    Andre Mcdonnaugh

    Founder and CEOCRD 1446177

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth