Del-Sette Capital Management, LLC

RIASEC RegisteredEst. 2014
Total AUM
$193M
Discretionary
$193M
100% of AUM
Avg account
$262K
Accounts
735
Employees
8
Advisory reps
5

Firm details

Headquarters
Schenectady, New York
CRD number
159052
Registered since
June 5, 2014
Website
www.happinessinretirement.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI71.06%
  • Individuals28.94%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Del-Sette Capital Management, LLC is an independent, owner-operated registered investment adviser formed in 2014 and organized as an LLC. The firm focuses on individuals and families, providing financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. Its fee arrangements combine percentage-of-AUM and fixed fees. The firm does not identify as an active ESG investor and is not presented as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Other 1%88%
  • Exchange Traded Equities88%
  • Public Funds/Mutual Funds8%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • Other1%

Contacts

3 of 5
  • Ann Arceo

    Ann Arceo

    Operations Manager & ParaplannerCRD 5869801

  • BriAnna Esposito

    Director Of TaxCRD 6687206

  • Dustin Troia

    ParaplannerCRD 8136295

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$151M in ETFs

Passive

89%

$134M

Active

10%

$17.4M

ETFProviderStyleCategoryValueShares% of portfolio
ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF (IDOG)ALPSPassiveForeign Large Value$18.6M450,63812.28%
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Location

Primary office

Schenectady, NY

Schenectady

Location

Schenectady, NY

Headquartered in Schenectady, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Schenectady
Address
1332 Union St
Time zone
ET (UTC-5)
Office locations

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