DEFY PARTNERS MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2017
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
WOODSIDE, California
CRD number
290048
Registered since
September 24, 2017
Website
defy.vc

Firm profile

FINTRX

Overview

Defy Partners Management, LLC is an SEC-registered investment manager organized as a limited liability company and in operation since 2017. The firm is owned by an individual and is structured to sponsor and act as the general partner or managing member of pooled investment vehicles. Publicly reported attributes indicate it is not positioned as an ESG-active adviser, is not a multi-state adviser, and does not present itself as a capital allocator or pension consultant. The firm's regulatory profile and stated activities point toward a product-centric model built around fund management rather than retail advisory relationships. Fee structure, specific client segments, and day-to-day advisory activities are not shown in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • PURVI SHAH

    Chief Financial OfficerCRD 4708223

Contacts

1 of 1
  • NEIL SEQUEIRA

    Founder & PartnerCRD 6049004

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WOODSIDE, CA

SAN MATEO

Location

WOODSIDE, CA

Headquartered in WOODSIDE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
2995 Woodside Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth