Defiance ETFs LLC

RIASEC RegisteredEst. 2018
Total AUM
$3.9B
Discretionary
$3.9B
100% of AUM
Avg account
$966M
Accounts
4
Employees
7
Advisory reps
6

Firm details

Headquarters
MIAMI, Florida
CRD number
294410
Registered since
May 30, 2018
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Defiance ETFs LLC is a limited liability company registered with the SEC in 2018 that operates as an investment adviser and sponsor for pooled investment vehicles. Its stated advisory activity is portfolio management for investment companies, and the firm’s client base is institutional. The firm charges fees as a percentage of assets under management and is not identified as a capital allocator. Defiance is not flagged as an active ESG investor and is not a multi-state or newly formed adviser. Regulatory and industry affiliations indicate roles beyond advisory work, including acting as sponsor, general partner, or managing member of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • David Hanono

    Chief Compliance OfficerCRD 7152117

  • SYLVIA JABLONSKI

    Chief Investment Officer & Co-FounderCRD 4305091

  • BRIAN MACKENZIE

    Chief Compliance OfficerCRD 5258949

Contacts

3 of 3
  • Jesse Bornstein

    Head of Digital AssetsCRD 7223198

  • Gabriella Zahn-Bielski

    General CounselCRD 7875562

  • Matthew Bielski

    Registered RepresentativeCRD 5751028

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$179M in ETFs

Passive

100%

$179M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$138M210,65576.82%

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
78 SW 7th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth