Defiance ETFs LLC

RIASEC RegisteredEst. 2018
Total AUM
$3.9B
Discretionary
$3.9B
100% of AUM
Avg account
$966M
Accounts
4
Employees
7
Advisory reps
7

Firm details

Headquarters
Miami, Florida
CRD number
294410
Registered since
May 30, 2018
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Defiance ETFs LLC is an SEC-registered investment adviser and ETF sponsor organized as a limited liability company. The firm’s stated advisory activity is portfolio management for investment companies, and its client base is institutional. It charges fees as a percentage of assets under management. Regulatory filings indicate the firm was registered with the SEC in 2018 and is classified as a domestic entity/individual owner type. Defiance does not identify as an active ESG investor and is not listed as a multi-state adviser or pension consultant. Its stated industry roles include acting as an investment adviser and sponsor and serving as a general partner/managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • David Hanono

    David Hanono

    Chief Financial OfficerCRD 7152117

  • Sylvia Jablonski

    Sylvia Jablonski

    Chief Investment Officer & Co-FounderCRD 4305091

  • Brian Mackenzie

    Chief Compliance OfficerCRD 5258949

Contacts

3 of 4
  • Jesse Bornstein

    Jesse Bornstein

    Head of Digital AssetsCRD 7223198

  • Gabriella Zahn-Bielski

    General CounselCRD 7875562

  • Brendan Cavanaugh

    Brendan Cavanaugh

    Strategic Development AdvisorCRD 5154037

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$179M in ETFs

Passive

100%

$179M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$138M210,65576.82%

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
78 Sw 7th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth