De Novo Capital LLC

RIASEC Registered
Total AUM
$2.8M
Discretionary
$2.8M
100% of AUM
Avg account
$472K
Accounts
6
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
282458
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI72.06%
  • Individuals27.94%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

De Novo Capital LLC is a small, owner-operated registered investment adviser organized as a limited liability company that focuses on discretionary portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and concentrates its investment activity on exchange-traded public equities, supplemented by allocations to real estate-focused alternative vehicles. De Novo Capital is not positioned as a capital allocator or pension consultant, is not an active ESG investor, and reports a single-state scope. The firm lists a law firm among its industry affiliations, which may reflect a legal-services relationship or a founder background in law. Its operating profile and custodian choice indicate a hands-on trading approach using liquid, exchange-traded instruments rather than direct management of large private capital pools.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Cash & Cash Equivalents 4%96%
  • Exchange Traded Equities96%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • Gregory Shea

    Gregory Shea

    Principal & FounderCRD 6607066

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth