DE GROOTE FINANCIAL GROUP, LLC
Firm details
- Headquarters
- THOUSAND OAKS, California
- CRD number
- 168178
- Registered since
- July 25, 2013
- Website
- degrootefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI60.16%
- Corporations / Businesses25.81%
- Individuals12.57%
- Pension & Profit Sharing Plans1.46%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
De Groote Financial Group, LLC is an independent registered investment adviser formed in 2013 and organized as a limited liability company under individual ownership. The firm serves individual and family clients as well as some institutional relationships, focusing on financial planning and portfolio management for individuals and small businesses. Its fee arrangements include AUM-based fees alongside hourly and fixed-fee engagements, and it does not operate as a capital allocator or a multi-state adviser. The firm does not describe itself as an active ESG investor. De Groote Financial Group was named among "Top RIA Firms to Watch" by investor.com in 2020.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Non-Exchange Traded Equities23%
- Exchange Traded Equities19%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Owners & executives
1 of 1FADI AHMED
COO & CCOCRD 4780331
Contacts
2 of 2DOUGLAS DEGROOTE
Managing DirectorCRD 2839073
BRUCE LACEY
Vice PresidentCRD 2853490
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
THOUSAND OAKS, CA
VENTURA
Location
THOUSAND OAKS, CA
Headquartered in THOUSAND OAKS, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- VENTURA
- Address
- 3013 Willow Ln
- Time zone
- PT (UTC-8)
- Office locations
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