DCM BROKERS, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
144158
Registered since
October 17, 2007

Firm profile

FINTRX

Overview

DCM Brokers, LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2007. The ownership structure is listed as a combination of a domestic entity and an individual. The firm's internal classification is unclassified and the snapshot flags it as not acting as a capital allocator. The profile indicates the firm is not an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and does not identify as a pension consultant or related adviser. The firm has not provided descriptive detail about its client base, fee model, or the specific advisory and business activities it conducts. That absence of disclosed operating information limits visibility into whether DCM Brokers primarily acts in a brokerage capacity, offers advisory services, or focuses on another niche within financial services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MAUREEN OROURKE

    Chief Financial OfficerCRD 2219725

Contacts

3 of 7
  • RICHARD GONZALES

    Registered RepresentativeCRD 1883964

  • HEATHER VELASQUEZ

    Accounting ManagerCRD 3032448

  • LAUREN PERKAUS

    Registered RepresentativeCRD 6116318

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
566 W Adams St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth