Dcf, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
149102
Registered since
June 23, 2009

Firm profile

FINTRX

Overview

Dcf, LLC is organized as a limited liability company and is classified in public filings as an investment bank. The firm has been SEC-registered since 2009 and is owned by an individual principal. Public disclosures indicate Dcf, LLC does not position itself as a capital allocator and does not identify as an active ESG investor. Regulatory and service-type flags show the firm is not listed as a multi-state adviser, not newly formed, and not a pension consultant or related adviser. Detailed descriptions of its advisory or brokerage activities, client segments, fee models, or investment processes were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Land

    Chief Investment Officer of Equities, Senior Managing Director Executive LeadershipCRD 4471879

Contacts

3 of 17
  • William Dorsa

    William Dorsa

    PartnerCRD 5558156

  • Robert Lutz

    Robert Lutz

    DirectorCRD 2825259

  • Rickey Swafford

    Rickey Swafford

    CRD 7880444

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
629 Market St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth