DBX ADVISORS LLC

RIASEC RegisteredEst. 2010
Total AUM
$29B
Discretionary
$29B
100% of AUM
Avg account
$29B
Accounts
1
Employees
53
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
154558
Registered since
September 27, 2010
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

DBX Advisors LLC is a privately held limited liability company registered with the SEC since 2010 that serves institutional clients on a percentage-of-AUM fee basis. Its principal advisory roles include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and providing portfolio management for investment companies. The firm is not positioned as an ESG investor, does not operate as a multi-state adviser, and is not classified as a capital allocator. The firm's regulatory and business footprint extends beyond pure advisory work: FINTRX notes affiliations and activities that include broker-dealer functions, futures commission merchant activity, registration as a security‑based swap dealer, and roles as sponsor, general partner or managing member of pooled investment vehicles. That mix implies a firm that combines fund management with significant execution and sponsor responsibilities across derivative and pooled-product markets.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • FREDDI KLASSEN

    President and CEOCRD 6734901

  • MICHAEL GILLIGAN

    Chief Financial OfficerCRD 2760911

  • CAROLINE PEARSON

    Chief Legal OfficerCRD 4474294

Contacts

3 of 3
  • GEORGE CATRAMBONE

    Vice PresidentCRD 5406201

  • Frank Gecsedi

    DirectorCRD 2960525

  • HEPSEN UZCAN

    Managing DirectorCRD 6985581

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
875 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth