DBX ADVISORS LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 154558
- Registered since
- September 27, 2010
- Website
- www.dws.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
DBX Advisors LLC is a privately held limited liability company registered with the SEC since 2010 that serves institutional clients on a percentage-of-AUM fee basis. Its principal advisory roles include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and providing portfolio management for investment companies. The firm is not positioned as an ESG investor, does not operate as a multi-state adviser, and is not classified as a capital allocator. The firm's regulatory and business footprint extends beyond pure advisory work: FINTRX notes affiliations and activities that include broker-dealer functions, futures commission merchant activity, registration as a security‑based swap dealer, and roles as sponsor, general partner or managing member of pooled investment vehicles. That mix implies a firm that combines fund management with significant execution and sponsor responsibilities across derivative and pooled-product markets.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3FREDDI KLASSEN
President and CEOCRD 6734901
MICHAEL GILLIGAN
Chief Financial OfficerCRD 2760911
CAROLINE PEARSON
Chief Legal OfficerCRD 4474294
Contacts
3 of 3GEORGE CATRAMBONE
Vice PresidentCRD 5406201
Frank Gecsedi
DirectorCRD 2960525
HEPSEN UZCAN
Managing DirectorCRD 6985581
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 875 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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