David P. Gilliam & Associates, Inc.
Firm details
- Headquarters
- Muncie, Indiana
- CRD number
- 285515
- Registered since
- April 19, 2022
- Website
- www.dpgassociates.net
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals51.33%
- HNWI43.44%
- Pension & Profit Sharing Plans2.86%
- Charitable Organizations2.17%
- Corporations / Businesses0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
David P. Gilliam & Associates, Inc. is an independent registered investment adviser that began SEC registration in 2022 and is owned by an individual. The firm functions as a capital allocator and serves both individual/family clients and institutional clients. Core advisory services include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee arrangements include percentage-of-assets, hourly charges, and fixed fees. The firm is not identified as an active ESG investor and does not report multi-state advisory status.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Public Funds/Mutual Funds20%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
1 of 1
Karen Gilliam
Chief Financial OfficerCRD 4862765
Contacts
3 of 3
David Gilliam
Financial AdvisorCRD 1461865
Samuel Campbell
Investment Adviser RepresentativeCRD 7533772
Chad Gilliam
Financial ConsultantCRD 4867407
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Muncie, IN
Delaware
Location
Muncie, IN
Headquartered in Muncie, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Delaware
- Address
- 2600 W Jackson St
- Time zone
- ET (UTC-5)
- Office locations
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