David Ettl Financial
Firm details
- Headquarters
- ,
- CRD number
- 158127
- Custodians
- CHARLES SCHWAB & CO., INC., JOHN HANCOCK DISTRIBUTORS LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals48.75%
- Pension & Profit Sharing Plans35.48%
- HNWI15.77%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
David Ettl Financial is a small, single-owner advisory practice operating as a sole proprietorship. The firm bills clients on a percentage-of-assets basis and acts as a capital allocator, providing portfolio management for individuals, small businesses and institutional clients. Service lines include discretionary and non-discretionary portfolio management as well as the selection of third‑party advisers and subadvisors. The practice is oriented toward conventional wealth management rather than ESG-driven mandates (the firm is not an active ESG investor). It is structured to serve both individual and family clients and institutional accounts, with the business classified as an unclassified/individual-run RIA rather than a multi-state or pension consultancy operation.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities37%
- Cash & Cash Equivalents16%
Contacts
1 of 1David Ettl
OwnerCRD 865173
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations