Darkhorse Advisor

RIASEC Registered
Total AUM
$38.9M
Discretionary
$38.4M
99% of AUM
Avg account
$397K
Accounts
98
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
309558
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI88.12%
  • Individuals11.88%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Darkhorse Advisor is a privately owned limited liability company operating as an independent registered investment adviser. The firm serves individuals and families and charges fees based on a percentage of assets under management. Its stated advisory work focuses on financial planning and portfolio management for individuals and small businesses. Darkhorse is not identified as an active ESG investor, multi-state adviser, pension consultant, or capital allocator; it does not appear to be part of a related-adviser structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, US Government Bonds 40%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 3%52%
  • Exchange Traded Equities52%
  • US Government Bonds40%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Alan Flores

    Alan Flores

    Principal & OwnerCRD 2372912

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth