Dalton Financial LLC

Overview

Dalton Financial LLC is an independent registered investment adviser organized as an LLC that serves individual and family clients, with a particular focus on financial planning and portfolio management for individuals and small businesses. The firm operates on a fee basis that includes percentage-of-AUM billing alongside hourly and fixed-fee engagements, and it manages client relationships on a discretionary basis. Investment allocation leans toward public equity exposure delivered primarily through pooled vehicles; the firm is not positioned as a capital allocator or a specialist in ESG investing. The business model is client-focused and relatively compact in scale, so portfolio construction emphasizes efficiency and accessible vehicles (mutual funds and public funds) rather than in-house alternative strategies or broad institutional mandates. Dalton Financial manages portfolios directly for clients rather than acting as a multi-state advisory network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices