DAKOTA WEALTH, LLC
Firm details
- Headquarters
- PALM BEACH GARDENS, Florida
- CRD number
- 297987
- Registered since
- October 8, 2018
- Website
- www.dakotawm.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI67.09%
- Individuals27.82%
- Pension & Profit Sharing Plans4.28%
- Charitable Organizations0.75%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Dakota Wealth, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm positions itself as a capital allocator serving individuals, families and institutional clients through a mix of portfolio management and financial planning. Compensation comes primarily from percentage-of-AUM fees and fixed fees. Advisory capabilities listed on the firm’s filings include financial planning, portfolio management for individuals/small businesses and for pooled investment vehicles, pension consulting services and the selection of other advisers. Dakota Wealth is not identified as an active ESG investor. The firm has appeared on industry lists, including Forbes’ America’s Top RIA Firms (2023) and Citywire’s 50 Growers Across America (2025).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Public Funds/Mutual Funds12%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds3%
- US Government Bonds2%
Owners & executives
3 of 7Leslie Arsenault Metz
COO and General CounselCRD 7631002
PETER RAIMONDI
Chief Executive Officer & FounderCRD 1264256
TIMOTHY MELLY
Chief Investment OfficerCRD 4976825
Contacts
3 of 57SEAN MERLONGHI
Principal, Senior Wealth AdvisorCRD 6146825
Evan Hine
Financial AdvisorCRD 7287401
JESSICA ELSCHEID
Managing DirectorCRD 5562122
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 308Active vs passive
$3B in ETFs
91%
$2.8B
5%
$260M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $176M | 268,724 | 5.81% |
Location
PALM BEACH GARDENS, FL
PALM BEACH
Location
PALM BEACH GARDENS, FL
Headquartered in PALM BEACH GARDENS, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- PALM BEACH
- Address
- 11376 N Jog Rd
- Time zone
- ET (UTC-5)
- Office locations
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