DAKOTA WEALTH ADVISORS LLC

RIASEC Registered
Total AUM
$1.5M
Discretionary
$1.5M
100% of AUM
Avg account
$139K
Accounts
11
Employees
1
Advisory reps
1

Firm details

Headquarters
BISMARCK, North Dakota
CRD number
319527
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Dakota Wealth Advisors LLC is a small, independent registered investment adviser that serves individuals, families and small-business owners. The firm operates on a percentage-of-AUM fee model and provides financial planning and discretionary portfolio management. It also functions as an insurance broker, which is reflected in its use of annuity products alongside traditional investment solutions. Investment posture is conservative in practice: a majority of client assets are held in cash and cash equivalents, and the firm does not market itself as an active ESG investor or a multi-state adviser. Dakota Wealth Advisors does not act as a capital allocator or run proprietary alternative funds; instead it places client capital with third-party managers when using non-traditional strategies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 56%, Exchange Traded Equities 40%, Derivatives 4%56%
  • Cash & Cash Equivalents56%
  • Exchange Traded Equities40%
  • Derivatives4%

Contacts

1 of 1
  • Trevor Leidy

    PresidentCRD 3117233

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BISMARCK, ND

BURLEIGH

Location

BISMARCK, ND

Headquartered in BISMARCK, ND, in the Midwest of the United States.

Region
Midwest
County
BURLEIGH
Address
1929 N Washington St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth