Daiwa Asset Management (America) Ltd

Overview

Daiwa Asset Management (America) Ltd. is a U.S.-registered corporate affiliate of a foreign owner, first registered with the SEC in 2011. The firm serves institutional clients and charges fees tied to assets under management alongside other fee arrangements. Its regulatory and operational footprint includes acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and providing portfolio management for pooled vehicles as well as for businesses and institutions. The firm is not identified as an active ESG investor and does not report multi-state adviser status; it is also not a newly formed adviser. The organization maintains multiple industry affiliations beyond advisory services, including ties to broker-dealers, banking or thrift institutions, real estate brokerage, pension consulting, and roles as sponsor, general partner, or managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives