DAIWA ASSET MANAGEMENT (AMERICA) LTD
Firm details
- Headquarters
- New York, New York
- CRD number
- 126191
- Registered since
- August 5, 2011
- Website
- www.daiwa-am.co.jp
- Fee structure
- Percentage of AUM, Other
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Daiwa Asset Management (America) Ltd. operates as the U.S. arm of a foreign-owned investment organization focused on institutional mandates and pooled vehicles. The firm’s regulatory filings identify its primary advisory activity as portfolio management for pooled investment vehicles and list CPO/CTA activity, indicating it manages or advises collective investment structures rather than acting as a traditional retail wealth manager. Its business model leans on percentage-of-AUM fees (and other fee arrangements) and a small roster of large institutional clients. Investment emphasis appears credit-oriented: the firm explicitly records allocations to corporate debt and uses third‑party external alternative managers to source specialized exposures. It is not designated as an active ESG investor in its filing. The firm’s registered activities and affiliations — including roles as sponsor or general partner of pooled vehicles and connections to broker‑dealer, banking, and real estate entities — point to a multi-function institutional platform that sponsors or manages fund products while outsourcing certain specialist strategies.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1RICHARD SPECTOR
Chief Operating OfficerCRD 2304949
Contacts
3 of 3Shintaro Furukawa
DirectorCRD 7771637
Yukiko Kanai
DirectorCRD 8180000
Yoshihiro Horinouchi
PresidentCRD 7718718
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 120 W 45th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
PERRY CREEK CAPITAL LP
RIANew York, NY
ENGINE CAPITAL MANAGEMENT, LP
RIANew York, NY
GALAXY DIGITAL CAPITAL MANAGEMENT LP
RIANew York, NY
ASSURED HEALTHCARE PARTNERS LLC
RIANew York, NY
COLBECK CAPITAL MANAGEMENT, LLC
RIANew York, NY
BROADWOOD CAPITAL, INC
RIANew York, NY