D.F. Dent And Company, Inc.

RIASEC RegisteredEst. 1980

Total AUM

$7.9B

Discretionary

$7.9B

100% of AUM

Avg account

$6.7M

Accounts

1,171

Employees

31

Advisory reps

13

Firm details

Headquarters: Baltimore, Maryland
CRD number: 105179
Registered since: January 15, 1980
Website: dfdent.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, PNC WEALTH MANAGEMENT LLC
Fee structure: Percentage of AUM
Client types: HNWI57.03%
Pension & Profit Sharing Plans13.64%
Corporations / Businesses9.67%
Investment Companies9.44%
Charitable Organizations5.91%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

D.F. Dent And Company, Inc. is an independent, SEC-registered investment adviser (registered since 1980) owned by an individual. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory services include financial planning and portfolio management across individual and pooled vehicles, as well as management for investment companies and for businesses or institutions. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not listed as a capital allocator. D.F. Dent has been named to CNBC’s Top 100 Financial Advisory Firms list for four consecutive years (2019–2022).

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities78%
State & Local Bonds9%
US Government Bonds4%
Cash & Cash Equivalents4%
Investment Grade Corp Bonds3%

Owners & executives

3 of 3

Carolyn Gaynor
Chief Compliance OfficerCRD 5027790
Gary Wu
Chief Risk OfficerCRD 4997843
Brooke Hrimnak
Chief Operating OfficerCRD 4760562

Contacts

3 of 10

Matthew Dent
President & Portfolio ManagerCRD 2929032
Linda Mccleary
Vice President, Portfolio ManagerCRD 1837893
Daniel Dent
Chairman & Portfolio ManagerCRD 4347484

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 28

Active vs passive

$27.6M in ETFs

Passive

91%

$25M

Active

0%

$2.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD 500 INDEX FUND (VOO)	Vanguard	Passive	Large Blend	$8.6M	14,316	30.99%

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Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Baltimore City
Address: 400 E Pratt St
Time zone: ET (UTC-5)
Office locations

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