D.B. Root & Company, LLC

RIASEC Registered
Total AUM
$952M
Discretionary
$952M
100% of AUM
Avg account
$359K
Accounts
2,654
Employees
22
Advisory reps
16

Firm details

Headquarters
Pittsburgh, Pennsylvania
CRD number
188512
Registered since
September 11, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI48%
  • Individuals41.54%
  • Corporations / Businesses6.07%
  • Pension & Profit Sharing Plans3.56%
  • Charitable Organizations0.82%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

D.B. Root & Company, LLC is an independent registered investment adviser operating as an LLC that serves both individuals and institutional clients. The firm is SEC registered (2015) and combines fee models—percentage of AUM, fixed fees, and commissions—depending on client engagement. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and educational seminars/workshops. The firm was recognized in industry rankings in 2020, appearing in Financial Times’ Top 300 RIA Firms list and in FA Magazine’s Top RIA Firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%, US Government Bonds 2%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 93

Active vs passive

$361M in ETFs

Passive

49%

$176M

Active

41%

$185M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN CORE PLUS BOND ETF (JCPB)JP MorganActiveIntermediate Core Plus Bond$75.9M1,695,94121.01%

Location

Primary office

Pittsburgh, PA

Allegheny

Location

Pittsburgh, PA

Headquartered in Pittsburgh, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
Allegheny
Address
436 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth