D.B. ROOT & COMPANY, LLC
Firm details
- Headquarters
- PITTSBURGH, Pennsylvania
- CRD number
- 188512
- Registered since
- September 11, 2015
- Website
- www.dbroot.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI48%
- Individuals41.54%
- Corporations / Businesses6.07%
- Pension & Profit Sharing Plans3.56%
- Charitable Organizations0.82%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
D.B. Root & Company, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2015. The firm serves both individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and educational seminars. Its fee arrangements include percentage-of-AUM billing, fixed fees, and commission-based work. The firm reports not being an active ESG investor and does not identify as a capital allocator; it nonetheless deploys external managers for certain alternative strategies. D.B. Root & Company was recognized in 2020 by the Financial Times (Top 300 RIA Firms) and by Financial Advisor Magazine (Top RIA Firms).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
- US Government Bonds2%
Owners & executives
3 of 5Richard Chen
Partner, Chief Compliance Officer & General CounselCRD 7292162
MICHAEL AROESTY
Chief Operating Officer, Investment Advisor RepresentativeCRD 5692113
DAVID ROOT
Founder & CEOCRD 1270361
Contacts
3 of 12NANCY KUNZ
Associate DirectorCRD 1035821
ROBERT HOLLER
Founder and Managing DirectorCRD 4401683
JESSE ROOT
Research AnalystCRD 6207057
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$324M in ETFs
48%
$155M
43%
$169M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN CORE PLUS BOND ETF (JCPB) | JP Morgan | Active | Intermediate Core Plus Bond | $72.5M | 1,540,528 | 22.36% |
Location
PITTSBURGH, PA
ALLEGHENY
Location
PITTSBURGH, PA
Headquartered in PITTSBURGH, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- ALLEGHENY
- Address
- 436 7th Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
TREBUCHET CONSULTING, LLC
RIAPITTSBURGH, PA
EWA, LLC
RIAPITTSBURGH, PA
INTERCHANGE CAPITAL PARTNERS
RIAPITTSBURGH, PA
ABSOLUTE CAPITAL MANAGEMENT, LLC
RIAPITTSBURGH, PA
ALLEGHENY INVESTMENTS
RIAPITTSBURGH, PA
HENRY H. ARMSTRONG ASSOCIATES, INC.
RIAPITTSBURGH, PA