D.A. SCHWENKER & ASSOC.'S, INC.

Overview

D.A. Schwenker & AssoC.'s, Inc. operates as a small, client-focused advisory and insurance brokerage serving individuals and families. The firm provides portfolio management for individuals and small businesses and offers selection of other advisers when clients need third‑party manager access. Its business model is fee‑based (percentage of AUM) and the advisory mandate is effectively non‑discretionary, with the firm making recommendations and arranging solutions while clients retain decision authority. Investment preference tilts toward public equities, with a clear emphasis on exchange‑traded instruments. The firm also integrates insurance‑based products into client portfolios given its role as an insurance broker. D.A. Schwenker & AssoC.'s, Inc. is not positioned as an active ESG investor and does not present itself as a multi‑state registered adviser despite maintaining offices in more than one state.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices