CWM, LLC

Overview

CWM, LLC is an independent registered investment adviser operating as a limited liability company and SEC-registered since 2011. The firm positions itself as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. CWM maintains relationships across the financial services ecosystem — including broker-dealers and insurance companies — and is active in referring or using outside managers. The firm was recognized in industry lists, including placement on the Financial Times Top 300 RIA Firms (2020), a Top RIA Firms mention from FA Magazine (2020), and repeated Citywire “50 Growers Across America” listings from 2020 through 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices