CWM, LLC
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 155344
- Registered since
- January 3, 2011
- Website
- www.carsonwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals47.19%
- HNWI43.31%
- Corporations / Businesses4.98%
- Pension & Profit Sharing Plans4.52%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
CWM, LLC is an independent SEC-registered investment adviser organized as a limited liability company and operating since 2011. The firm acts as a capital allocator for both high-net-worth individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Its fee arrangements include asset-based fees as well as hourly and fixed-fee options. The firm’s public recognitions include placement on the Financial Times Top 300 RIAs in 2020, a Top RIA Firms mention in FA Magazine (2020) and repeated inclusion in Citywire’s 50 Growers Across America lists from 2020 through 2025. CWM, LLC is not identified as an active ESG investor in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities24%
- Cash & Cash Equivalents7%
- Other7%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 44
Brianne Brucker Derveloy
Chief Executive OfficerCRD 6915150
Shanna Rivera
Chief Relationship OfficerCRD 3184944
Zachary Green
Chief Growth OfficerCRD 6309329
Contacts
3 of 618
Leslie Schroeder
Wealth AdvisorCRD 5940951
Matthew Alspaugh
Wealth AdvisorCRD 6403281
Rhiana Whitmire
Head of Client ExperienceCRD 6397653
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,146Active vs passive
$34B in ETFs
66%
$22.3B
25%
$11.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $911M | 1,394,503 | 2.68% |
Location
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 14600 Branch St
- Time zone
- CT (UTC-6)
- Office locations
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