CWM, LLC

RIASEC RegisteredEst. 2011
Total AUM
$50.6B
Discretionary
$49.5B
98% of AUM
Avg account
$328K
Accounts
154,206
Employees
1,416
Advisory reps
669

Firm details

Headquarters
Omaha, Nebraska
CRD number
155344
Registered since
January 3, 2011
Website
www.carsonwealth.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals47.19%
  • HNWI43.31%
  • Corporations / Businesses4.98%
  • Pension & Profit Sharing Plans4.52%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

CWM, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2011. The firm serves both individual/family and institutional clients and positions itself as a capital allocator and manager selector — providing financial planning, discretionary portfolio management for individuals and small businesses, and third‑party manager selection. Fee arrangements include percentage‑of‑AUM, hourly, fixed fees and other structures. FINTRX notes several industry recognitions for the firm, including placement on Financial Times’ Top 300 RIAs (2020), picks by FA Magazine (2020), and repeated inclusion in Citywire’s 50 Growers lists from 2020 through 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Exchange Traded Equities 24%, Cash & Cash Equivalents 7%, Other 7%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%57%
  • Public Funds/Mutual Funds57%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents7%
  • Other7%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 44
  • Drew Schaefer

    Drew Schaefer

    CEO & Senior Wealth AdvisorCRD 5710256

  • Jacob Guttman

    Jacob Guttman

    Founder & CEOCRD 5900366

  • Andrew Hoffmeyer

    Andrew Hoffmeyer

    CEO & Senior Wealth AdvisorCRD 5099694

Unlock 41 more executives →

Contacts

3 of 625
  • Corina Bande-Arias

    Corina Bande-Arias

    Wealth AdvisorCRD 5650987

  • Shayla Kriha

    Shayla Kriha

    Wealth AdvisorCRD 5672584

  • Corey Luckett

    Corey Luckett

    Vice PresidentCRD 5676534

Unlock 622 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2,146

Active vs passive

$34B in ETFs

Passive

66%

$22.3B

Active

25%

$11.7B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$911M1,394,5032.68%
Unlock additional holdings →

Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
14600 Branch St
Time zone
CT (UTC-6)
Office locations

Similar firms

Orion Portfolio Solutions, LLC

RIA

Omaha, NE

AUM $64.8BTEAM 305REPS 201

Bridges Investment Management Inc

RIA

Omaha, NE

AUM $11.3BTEAM 79REPS 35

Mutual Advisors, LLC

RIA

Omaha, NE

AUM $8.5BTEAM 208REPS 154

Weitz Investment Management, Inc.

RIA

Omaha, NE

AUM $8.1BTEAM 36REPS 10

First National Advisers, LLC

RIA

Omaha, NE

AUM $7.4BTEAM 35REPS 31

Avior Wealth Management, LLC

RIA

Omaha, NE

AUM $6.5BTEAM 170REPS 73
More RIAs in Omaha →All Nebraska RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth