CVW Financial, LLC

RIASEC Registered
Total AUM
$9.8M
Discretionary
$9.8M
100% of AUM
Avg account
$199K
Accounts
49
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
317756
Custodians
CHARLES SCHWAB & CO., INC., EMPOWER FINANCIAL SERVICES, INC., ASSETMARK TRUST CO., FIDELITY DISTRIBUTORS COMPANY LLC, T. ROWE PRICE INVESTMENT SERVICES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI58.28%
  • Individuals34%
  • Pension & Profit Sharing Plans7.72%
Services
Financial PlanningPortfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

CVW Financial, LLC is an independent, owner-operated Registered Investment Adviser organized as an LLC that works with both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and produces periodicals or newsletters as part of its client communication. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The adviser is not positioned as a multi-state or ESG-focused manager, and it does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 4%, Private Funds 3%, Exchange Traded Equities 1%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents4%
  • Private Funds3%
  • Exchange Traded Equities1%

Contacts

1 of 1
  • Timothy Walt

    Timothy Walt

    FounderCRD 7480440

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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