CPS INVESTMENT ADVISORS

RIASEC RegisteredEst. 1989
Total AUM
$2.9B
Discretionary
$2.9B
100% of AUM
Avg account
$392K
Accounts
7,364
Employees
60
Advisory reps
19

Firm details

Headquarters
LAKELAND, Florida
CRD number
104914
Registered since
October 6, 1989
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI58.43%
  • Individuals23.82%
  • Pension & Profit Sharing Plans12.7%
  • Corporations / Businesses2.77%
  • Charitable Organizations2.27%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

CPS Investment Advisors is an independent, privately owned registered investment adviser that has been SEC-registered since 1989. The firm serves both individual and family clients as well as institutional accounts, and it charges clients via a mix of asset-based fees and fixed fees. Core advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars and workshops. CPS notes relationships with trust companies, accountants, and insurance firms as part of its referral and service network. The firm was recognized in 2020 by Financial Times (Top 300 RIA Firms) and by FA Magazine (Top RIA Firms).

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 26%, Cash & Cash Equivalents 11%, Private Funds 4%, Non-Investment Grade Corp Bonds 2%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds26%
  • Cash & Cash Equivalents11%
  • Private Funds4%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 3
  • PETER GOLOTKO

    President, Chief Executive OfficerCRD 3032495

  • CHRISTOPHER TYNDALL

    Managing Member And Chief Compliance OfficerCRD 4029078

  • PATRICK GAUTHIER

    Chief Investment OfficerCRD 5163256

Contacts

3 of 16
  • MICHAEL RISKIN

    Vice President, TreasurerCRD 5762338

  • Richard Bernard

    Financial AdvisorCRD 6762344

  • ANTHONY CORRAO

    Financial Planning DirectorCRD 6085594

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 87

Active vs passive

$517M in ETFs

Passive

81%

$418M

Active

19%

$98.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$57.4M87,81211.10%

Location

Primary office

LAKELAND, FL

POLK

Location

LAKELAND, FL

Headquartered in LAKELAND, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
POLK
Address
205 E Orange St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth