Cowan Financial Services, LLC
RIAState Registered
Total AUM
$13.1M
Discretionary
$13.1M
100% of AUM
Avg account
$242K
Accounts
54
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 174442
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI65.38%
- Individuals18.21%
- Corporations / Businesses16.42%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Cowan Financial Services, LLC is a small, fee-based advisory firm that focuses on portfolio management for individual and family clients and provides pension consulting services for smaller businesses. The firm is organized as an LLC and is owned by an individual proprietor. Its client mix is primarily individuals and families, and it charges clients a percentage of assets under management. The firm does not identify as an active ESG investor and is not positioned as a multi-state or capital-allocating adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds32%
- Cash & Cash Equivalents8%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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