CORIENT IA LLC

RIASEC RegisteredEst. 2023
Total AUM
$5.1B
Discretionary
$5.1B
100% of AUM
Avg account
$27.3M
Accounts
187
Employees
100
Advisory reps
6

Firm details

Headquarters
MIAMI, Florida
CRD number
326262
Registered since
May 9, 2023
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Corient Ia LLC is a multi-strategy fund manager that operates across hedge funds, private equity, real estate and venture capital strategies. The firm is SEC-registered (2023) and serves an institutional client base, positioning itself as a manager and sponsor of pooled investment vehicles rather than a third-party capital allocator. Its advisory work centers on portfolio management for pooled vehicles, and its organizational roles include acting as sponsor, general partner and managing member for funds it runs. Corient charges asset-based fees alongside performance-based (incentive) fees, reflecting a manager-compensation model tied to both scale and results. Industry affiliations reported for the firm include broker-dealer relationships, other investment adviser roles, CPO/CTA activity and trust-company and accounting links, indicating an operational footprint that reaches into fund administration and related services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Leonard Gullan

    Partner, Chief Operating OfficerCRD 7722217

  • FRANCISCO TOBIAS MARIN

    Partner, CFOCRD 5148063

  • STEPHEN ESTEP

    Chief Compliance OfficerCRD 4158295

Contacts

3 of 3
  • PETER WATSON

    Board MemberCRD 7462122

  • ALEXANDER EPPLER

    Head of Client OperationsCRD 8066629

  • SCOTT AKINS

    Partner, General CounselCRD 3098849

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$4.6M in ETFs

Passive

100%

$4.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$1.8M2,75038.99%

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
830 Brickell Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth