Convert Financial Services LLC

Overview

Convert Financial Services LLC is a small, independent registered investment advisor that works primarily with individual and family clients and small businesses. The firm charges fees based on a percentage of assets under management and also offers hourly financial planning work. Investment activity is concentrated in publicly traded equities and mutual funds, with a clear preference for exchange-traded securities as the primary portfolio building blocks. The adviser operates on a non-discretionary basis, which suggests client-by-client, consultative portfolio implementation rather than broad discretionary mandates or outsourced capital allocation. The business model is boutique and hands-on: limited client count, single office, and a focus on straightforward advisory and planning services rather than institutional or pension consulting. The firm does not position itself as an active ESG investor and is not organized as a multi-state adviser or a pension consultant.

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Public Holdings

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Location & Offices