Continental Nine Financial Management, LLC

Overview

Continental Nine Financial Management, LLC is a privately held, non-independent retail registered investment adviser organized as an LLC that focuses on individual and family clients. The firm functions as a capital allocator and offers a mix of advisory and brokerage services: its registrations and business activities include serving as a registered representative of a broker-dealer, real estate broker, insurance broker, and other financial product salesperson. Advisory services emphasize financial planning, portfolio management for individuals and small businesses, selection of other advisers, and market-timing services. Fee arrangements are flexible and include percentage-of-AUM, hourly, fixed-fee, and performance-based structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives