CONFLUENCE INVESTMENT MANAGEMENT LLC

Overview

Confluence Investment Management LLC is an active equity-oriented advisor that manages portfolios for individuals, families and institutions. The firm charges fees as a percentage of assets under management and emphasizes exchange-traded equities as its primary allocation, while maintaining liquidity and short-duration fixed income exposure through ultra-short Treasury ETFs. Confluence also identifies as an active ESG investor and provides portfolio management services to individual/small business clients, investment companies and institutional clients. Founded and SEC-registered in 2008, the firm reports an owner-type of individual and positions itself to combine equity-centric strategies with targeted use of alternatives and mutual funds to meet client objectives. Confluence’s stated investment preference is equities, with most assets held in exchange-traded stocks and ETFs. That equity tilt is balanced by tactical cash management and shorter-duration fixed income vehicles to control volatility and provide liquidity for trading or capital needs. The firm’s manager allocation interests include external alternative managers where Confluence uses third-party funds to access real estate, commodities, REITs, private credit and oil & gas exposures.

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Location & Offices