Confluence Investment Management LLC

RIASEC Registered

Total AUM

$6.7B

Discretionary

$6.7B

100% of AUM

Avg account

$452K

Accounts

14,862

Employees

Advisory reps

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 146019
Registered since: January 10, 2008
Website: www.confluenceinvestment.com
Custodians: STIFEL NICOLAUS & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, ROBERT W. BAIRD & CO. INCORPORATED, PERSHING LLC
Fee structure: Percentage of AUM
Client types: Individuals64.75%
HNWI26.97%
Corporations / Businesses4.78%
Charitable Organizations1.7%
Pension & Profit Sharing Plans1.06%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Confluence Investment Management LLC is a privately held limited liability company that operates as an institutional registered investment adviser. The firm is SEC-registered (initial registration in 2008) and manages portfolios for both high-net-worth individuals and institutional clients. Its business model centers on fee-based portfolio management — charging a percentage of assets under management — and it provides discretionary portfolio management for individuals/small businesses, investment companies, and other businesses or institutions. Confluence identifies as an active ESG investor, and it appears to manage client assets directly rather than acting as a third‑party capital allocator.