COMPOUND PLANNING, INC.

RIASEC RegisteredEst. 2022

Total AUM

$4.8B

Discretionary

$4.8B

100% of AUM

Avg account

$557K

Accounts

8,708

Employees

119

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 171787
Registered since: July 1, 2022
Website: compoundplanning.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Other32.71%
HNWI31.49%
Individuals30.57%
Pension & Profit Sharing Plans2.66%
Corporations / Businesses2.28%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Compound Planning, Inc. is an independent registered investment adviser and capital allocator that serves both individuals/families and institutional clients. Registered with the SEC in 2022 and organized as a corporation with domestic entity and individual ownership, the firm combines financial planning, portfolio management for individuals, small businesses and institutions, and adviser-selection services with a publication and educational seminar program. Its fee model includes percentage-of-AUM billing, fixed fees and other arrangements. The firm reports active engagement with environmental, social and governance (ESG) factors and markets itself as a capital allocator, which suggests it constructs portfolios using both internally managed strategies and allocations to outside managers. Services extend beyond portfolio management to periodic publications and workshops, indicating a mix of client education and content-driven engagement.